Securities

• Brocade Will Pay $7M to Settle Stock Option Fraud
• Hedge Fund Manager Pleads Guilty to Fraud
• GE Sued for Gender Discrimination
• WellPoint CFO Leaves
• Tax Fraud Charges for Four Ernst & Young Partners
• China Will Restrict Securities Accounts in Suspected Fraud Cases
• Ex-Coke Secretary Gets 8 Years
• Seven Years for Ex-US Foodservice Exec
• Securities Fraud Class Action Meets Legal Test
• Investors Need to Be Aware of Scams
• Former Wall Street Banker Admits Fraud
• SEC Will Work to Return Funds to Victims of Stock Fraud
• Ex-US Foodservice Executive Jailed for Securities Fraud
• Doctors Charged in $30.5 M Surgery Scam
• Tyco Pays to Settle Fraud Suits
• Former Oracle VP Will Settle
• Former McAfee CFO Convicted for Fraud
• Ex-Morgan Stanley Analyst Arrested
• Execs Plead Guilty to Bribing Lawmakers
• Banker Charged For Securities Fraud
• Wave of Lawsuits Hits YouTube
• Ethics Chief Says Wolfowitz Broke Rules
• Browne Could Face Perjury Charges
• Fraud Scam Affects Online Stock Trading
• SEC Charges Wireless Facilities' Former Options-Plan Administrator With Fraud
• Lawyer Convicted of Securities Fraud
• Former Econ Prof Got Coin Buyer to Give Investment Money
• Spouse of Amgen Exec Charged With Fraud
• Businessman Sentenced to 10 Years for Investment Fraud
• Cyberonics Insiders Made Nearly $50 Million Trading Stocks
• Scrushy Gets Bargain Settlement in Accounting Fraud Case
• Wal-Mart Says No Evidence of Surveillance
• Ruling Will Clarify Adviser's Duty to Client
• Jobs Likely Will Avoid Criminal Charges in Options Probe
• U.S. Adds Whistleblower Complaint Against IT Companies
• Slew of Civil Actions Awaits Nacchio
• Fraud Suit Against NYSE Chief Proceeds
• Wal-Mart in Spy Scandal
• Nacchio Trial Resumes
• Merck Wins Dismissal of Securities Fraud Cases
• Kumar Ordered to Pay $1 Billion
• Toshiba Files Against DVD Companies
• Class Action Filed Against Arotech Corp.
• Expert Charged With Securities Fraud
• Ex-Tyco Chief Says He's "Absolutely Not Guilty"
• Ex-Auto Parts CEO Charged With Fraud
• Lawsuit Over Anti-Fraud Law Dismissed
• Elderly Should Be Wary of Securities
• Record Japan Fine for Securities Fraud
• Davison Pays $250,000 to Settle Fraud Case
• Utah Company Suspected of Securities Fraud
• 3 Men Blamed for Stock Scheme
• Bank of America Securities to Pay $26 Million
• Canadian Fraud Suspect Arrested
• Dunn Goes Free After Spying Case is Dismissed
• Some Companies Admit Using Backdating to Profit from 9/11
• Ex-Gateway Officials Found Liable for Securities Fraud
• Four Admit Fraud at Able Laboratories
• Supreme Court Won't Hear Ebbers' Appeal
• $3 Million Frozen in Cyber Fraud Case
• MBC Managers Plead Guilty
• SEC Charges Lawyer with Securities Fraud on Biofuel Companies
• Ex-McAfee Lawyer Charged with Securities Fraud
• 13 Charged in Securities Fraud Scheme
• Ex-FDA Chief Fined in Fraud Case
• Hedge Fund Report Gets Mixed Reviews
• Man Indicted for $9.4 Million Securities Fraud
• Sanyo Under Investigation for Securities Fraud
• Backdating Penalties Progressing Slowly
• Judge Will Rule Whether to Free Sheppard
• No Challenge on Enron Overturned Convictions
• Funds Hope to Freeze BP's Browne's Millions
• You Tube's Anti-Piracy Plan Criticized
• Ex-Take-Two Head Pleads Guilty to Backdating
• SEC Ends Probe Into Guess President
• Man Indicted in Securities and Wire Fraud Scheme
• One Million Women Could Sue Wal-Mart in Bias Class Action
• Bush's Uncle Reviewed in Options Investigation
• Ex-Hund Fund Manager Charged With Fraud
• No Jail Time for ex-Cendant Financial Chief
• Judge Overturns Conviction of ex-Enron Exec
• Dell Investors File Suit
• Backdating Played Part in CVS Deal
• Delta Execs Cleared in Options Scandal
• Judge Won't Block Nardelli's Severance
• Jobs Probed about Options Scandal
• Former NBC Officer Arrested on Fraud Charges
• House Committee Asks SEC for Info on HP Probe
• Ex-NYSE Trader Gets 6-Months in Prison
• HP's Hurd Gets $8.6 Million Bonus
• Ex-HP Head Likely to Reject Plea Deal
• South Korea Fines Hyundai
• Former Cendant Corp. Exec Sentenced to Prison
• Rare Coin Broker Delisted by NASDAQ
• IDA Settles with Former Broker over Inflated Trading
• Jobs Could Face Uphill Court Battle
• Police Still Investigating Hit-And-Run
• Apple Backdating Scandal Won't Go Away
• Siemens ex-CFO Looked at in Scandal
• Private Eye in HP Case Pleades Guilty
• Ex-Tyco Executive Returns to Prison
• BP Chief John Browne to Resign in July
• New Apple Options Woes
• Former Broker Allegedly Defrauded Clients of $3 Million
• Marvell Technology Backdated Options
• Montana Auditor Charges Four of Securities Fraud
• Montana Auditor Charges Four of Securities Fraud
• Aspen Technology Former Executive Charged With Fraud
• Ex-Merrill Lynch Analyst Sentenced
• Skilling Ordered to Report to Prison
• Tips to Avoid Stock Fraud
• Fannie Mae Regulator Sues Former Execs
• High Court Reverses Charges Against Former Westar Executives
• Enron's Causey Reports to Prison in Texas
• Securities Fraud Class Actions Drop in 2006
• Beware Of Investment Fraud
• Steve Jobs Cleared of Wrongdoing; Apple Still Under Investigation
• Congress Looks at Hurd's Trading
• HP Cutting Ties With Board's Lawyer
• Distinguished Doctor Pleads Guilty of Securities and Health Care Fraud
• US Justices Approve Settlement Between Nortel and Shareholders
• Pump and Dump Schemes Target Investors
• Utah Securities Official Warns of Fraud in 2007
• Americus To Close Plant in Wake of Fraud Investigation
• Probe Over BP Gas Trades
• Former Ahold Unit CFO Pleads Guilty
• Skilling Gets Prison Delay
• Exxon Mobil Head to get $2.8M Bonus and Raise
• HP Settles in Spy Scandal
• HP Spy Scandal Lawsuit Could Set New Standards
• Hedge Fund Investing Reforms Considered
• Prosecutors Appeal Dismissal of Las Vegas Securities Fraud Case
• San Diego Settles with SEC
• SEC Proposes Additional Hedge Fund Regulations
• UK Financial Services Authority Reports Online Scams and Phishing Are Increasing
• Warren Buffett's Investment Group Complies with SEC
• U.S. Securities Regulators to Merge
• Morgan Stanley CEO Cleared
• Investment Broker Steals over $15 Million USD
• Jurors Deliberating in Enterasys Securities Fraud Trial
• Securities Enforcement Actions Continue to Rise
• Bank of America Beats $1.6B Verdict
• Government Drops Case Against NYSE Specialists
• Mortgage Scam Suspect Arrested
• Scandals Hurt Silicon Valley Lawyer
• Two More Enron Execs Sentenced
• IRS Audits Millionaires
• Class Action Sought Against Bodisen Biotech
• CA Files Against Sanjay Kumar
• Enron Accountant Gets 66-Month Jail Term
• Dell Says SEC Has Begun Formal Probe
• Utah Prosecutors Target White Collar Criminals For Securities Fraud
• Dunn Pleads Not Guilty
• KB Home CEO Out
• SEC and San Diego Reach Settlement
• Another Enron Executive Sentenced
• Man Sentenced for Over 14 Years in Prison for Securities Fraud
• Small Business Owner Defrauds Over 50 Investors
• UnitedHealth Options Costs Exceed $286 Million
• Martha Stewart to Pay $5 Million for Insider Trading Case
• SEC Chief Suggests Blogs for Disclosures
• Private Equity Probe for Merrill
• Ex-McKesson Executives Found Innocent on 1 Fraud Count
• More Options Probes Coming
• CA's Ex-CEO: 12 Years for Fraud
• Identity Theft Targets The Vulnerable
• Woman In Florida Charged With Securities Fraud
• PowerSource Excecutive Sentenced in Securities Fraud
• Avoiding Securities Fraud Through Investor Education
• JP Morgan Gets SEC Inquiry Letter
• Monster Founder Resigns from Board
• Ex-Delphi Execs Face SEC Claims
• Investor Protection Trust - Investment Booklet
• Closing Statements to Begin in Securities Fraud Trail
• SEC Charges Two Men With Investment Fraud
• Ex-Executive Admits Cheating Millions
• Ex-Refco CFO Indicted for Fraud
• Identy Theft Addressed by Securities Experts
• Hackers Prey on Online Stock Trades
• Ex-Comverse CEO Pleads Guilty
• Drakulich Convicted of Investment Fraud
• Death Benefits Company Shareholder Guilty of Securities Fraud
• Two Plead Guilty for Stealing Coke's Secrets
• Comverse Exec. Faces Additional Charges
• Buffett Speaks about Wall Street Scandals
• Beware Mortgages
• Legg Mason Accused of Securities Fraud
• Dunn Says Charges "Misinformation"
• Morgan Stanley May Buy Stake in Hedge Fund
• 78 Charged with Bankruptcy Fraud
• Enron Executive to be Sentenced Next Week
• New Jersey Man Charged With Securities Fraud
• 8,000 New File-Sharing Lawsuits in Courts
• MySpace Lawsuit Dismissed
• SEC Rule Aims For Equal Treatment
• Stock Option Backdating A Growing Problem
• UnitedHealth CEO Leaves Because of Probe
• Walmart Owes $78 Million to Workers
• Backdating Scandals Spur Lawsuits
• Arkansas Man Defrauds Investors of Nearly $500,000 USD
• Conrad Black Feels Optimistic About Trial
• Executive Officers Resign Over Allegations of Fraud
• Countrywide Suing Man
• Hedge Funds Continue to Draw
• Securities Fraud Charges Against SINA Dropped
• HP Leak Case Criminal
• Companies Take Investigations Into Their Own Hands
• Jobs Knew of Apple Options Grants
• SEC Gives Microsoft Permission to Omit Neutrality Issue
• Judge Rules Against Morpheus
• HP Faces Lawmakers' Wrath
• Effects of UnitedHealth Group Backdating Scandal
• HealthSouth Corp. to Settle
• Former RenRe Execs Face Securities Fraud Charges
• Intel Considers Workforce Cut
• Oil, Defense CEOs Cash In
• Prudential to Pay $600M
• Report: Insider Trading Jumps
• Oil Firms Lay Down Law on Trading
• Securities Fraud on the Rise in the U.S.
• Just Say "No" to Piracy
• JPMorgan CEO Ponders Dividend Hike
• Former Official With Pac Equities Guilty of Fraud
• Edward Jones Pays $127M in Revenue Sharing Suits
• Google a Stock or a Mutual Fund?
• Hedge Fund Margin Rules Need Attention
• Encinitas Investment Manager Accused of Fraud
• Verizon Caught in HP Mess
• SEC Conducts Informal Inquiry into Keithley Instruments, Inc.
• Securities America Fined $16.3 Million
• Hedge Fund May Boost McDonald's Stake
• Criminal Charges Expected Soon in HP Case
• Generic Plavix Blocked
• DuPont Cutting Benefit Pensions
• Retirement Deals to Avoid
• IRS Refunding for Past Phone Tax
• Edward Jones Ranks Highest in Investor Satisfaction
• Prudential Securities Ordered to Pay Regulators
• UPS Pilots Reach New Labor Agreement
• Kazaa pays movie and music industries for piracy suit
• PayPal Founder Charged with Fraud
• Dana Corp Sued for Securities Fraud
• Lottery Fraud
• Status of Enron Charges
• State of the Securities Union
• Broker Scams - if it sounds too good to be true ...
• Your Broker's Background
• GM Buyouts
• Couple Faces Securities Fraud Charges
• Possible Cover-up in Hedge Fund Case